| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2010-03-29 | - |
| Rep | 期货合约交易 | 2010-03-29 | - | |
| Rep | 就证券提供意见 | 2010-03-29 | 2016-10-07 | |
| Rep | 证券交易 | 2010-03-29 | 2016-10-07 | |
| Rep | 就期货合约提供意见 | 2007-07-27 | 2009-06-16 | |
| Rep | 就证券提供意见 | 2007-07-27 | 2009-06-16 | |
| Rep | 期货合约交易 | 2007-07-27 | 2009-06-16 | |
| Rep | 证券交易 | 2007-06-13 | 2009-06-16 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2006-12-05 | 2007-03-10 |