| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2014-01-21 | - |
| Rep | 证券交易 | 2014-01-21 | - | |
| China Reserve Securities Limited | Rep | 提供资产管理 | 2012-03-15 | 2014-01-20 |
| JAPAN ASIA ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2012-03-15 | 2013-04-17 |
| China Reserve Securities Limited | Rep | 就证券提供意见 | 2011-03-10 | 2014-01-20 |
| Rep | 证券交易 | 2011-03-10 | 2014-01-20 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-06-03 | 2010-03-06 |
| Rep | 证券交易 | 2009-06-03 | 2010-03-06 |