Chok, Ivy Ngai Wai 卓艾維 Hong Kong SFC License Details (ID 84345)

Chok, Ivy Ngai Wai 卓艾維 Hong Kong SFC License Details (ID 84345)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Jefferies Hong Kong Limited	Rep	证券交易	2025-09-16	-
	Rep	证券交易	2010-12-14	2022-06-10
BARCLAYS CAPITAL ASIA LIMITED	Rep	期货合约交易	2010-06-11	2010-11-18
	Rep	证券交易	2010-06-11	2010-11-18
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-04	2010-05-05
Nomura Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2008-04-01	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2008-04-01	2010-05-05
	Rep	证券交易	2008-04-01	2010-05-05
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-04-01	2010-05-05
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2006-10-25	2008-03-26
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2006-10-25	2008-03-26
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2006-10-25	2008-03-26
Morgan Stanley Hong Kong Futures Limited	Rep	期货合约交易	2003-10-27	2008-03-26
Morgan Stanley Asia Limited	Rep	就机构融资提供意见	2003-04-01	2003-10-22
	Rep	就证券提供意见	2003-04-01	2003-10-22
	Rep	提供自动化交易服务	2003-04-01	2003-10-22
	Rep	证券交易	2003-04-01	2008-03-26