| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIRABAUD (ASIA) LIMITED | Rep | 就证券提供意见 | 2016-09-30 | 2017-06-02 |
| Rep | 证券交易 | 2016-09-30 | 2017-06-02 | |
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2011-01-13 | 2015-11-11 |
| CLSA LIMITED | Rep | 证券交易 | 2010-06-09 | 2010-07-22 |
| ICAP Equities Asia Limited | Rep | 证券交易 | 2009-11-26 | 2010-04-29 |