| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | RO | 就证券提供意见 | 2024-05-17 | - |
| Rep | 就证券提供意见 | 2024-02-27 | 2024-05-17 | |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2023-03-23 | 2023-07-03 |
| RO | 就证券提供意见 | 2011-12-08 | 2023-03-23 | |
| Rep | 就证券提供意见 | 2011-09-12 | 2011-12-08 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2005-11-30 | 2011-06-17 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-11-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-11-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2011-06-17 |
已采集记录中暂无金管局登记。