| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2010-12-23 | 2015-04-15 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2010-08-09 | 2010-11-02 |
| Rep | 期货合约交易 | 2010-08-09 | 2010-11-02 | |
| Rep | 就证券提供意见 | 2006-09-05 | 2010-11-02 | |
| Rep | 证券交易 | 2006-09-05 | 2010-11-02 |