| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Everbright Investment Management Limited | Rep | 就证券提供意见 | 2020-10-19 | 2021-04-15 |
| Rep | 提供资产管理 | 2020-10-19 | 2021-04-15 | |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2018-12-03 | 2019-08-31 |
| Rep | 证券交易 | 2018-12-03 | 2019-08-31 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2015-09-22 | 2018-11-01 |
| Rep | 提供资产管理 | 2015-09-22 | 2018-11-01 | |
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2011-05-03 | 2013-03-08 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2010-06-21 | 2011-04-02 |
| ABN AMRO FINANCIAL PRODUCTS LIMITED | Rep | 证券交易 | 2008-01-14 | 2010-05-18 |