| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2013-02-15 | 2013-04-11 |
| Rep | 就机构融资提供意见 | 2010-05-24 | 2013-04-11 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-12-17 | 2009-04-16 |
| Rep | 就机构融资提供意见 | 2008-10-10 | 2009-04-16 | |
| Rep | 证券交易 | 2008-10-10 | 2009-04-16 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-03-14 | 2008-09-29 |
| Rep | 证券交易 | 2007-03-14 | 2008-09-29 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-03-14 | 2008-09-29 |