| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BANDS Financial Limited | Rep | 就期货合约提供意见 | 2024-09-23 | 2026-02-10 |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2011-03-14 | 2015-12-16 |
| TUFTON OCEANIC FAR EAST LIMITED | Rep | 就证券提供意见 | 2009-12-15 | 2011-02-18 |
| Rep | 提供资产管理 | 2009-12-15 | 2011-02-18 | |
| Rep | 证券交易 | 2009-12-15 | 2011-02-18 |