| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2013-04-10 | 2013-10-04 |
| Rep | 证券交易 | 2010-11-18 | 2012-09-28 | |
| CLSA LIMITED | Rep | 证券交易 | 2010-05-17 | 2010-08-21 |
| ICAP Equities Asia Limited | Rep | 就证券提供意见 | 2009-01-23 | 2010-04-12 |
| Rep | 证券交易 | 2009-01-23 | 2010-04-12 | |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2003-11-14 | 2008-10-30 |
| Rep | 提供自动化交易服务 | 2003-11-14 | 2008-10-30 | |
| Rep | 证券交易 | 2003-11-14 | 2008-10-30 |