| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2011-01-31 | 2012-11-14 |
| Rep | 就证券提供意见 | 2011-01-31 | 2016-06-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2010-04-08 | 2010-10-20 |
| Rep | 证券交易 | 2007-09-14 | 2010-10-20 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2006-08-16 | 2007-08-31 |