| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 证券交易 | 2012-07-23 | 2015-12-16 |
| Rep | 证券交易 | 2011-02-02 | 2012-07-23 | |
| Citigroup Global Markets Asia Limited | RO | 证券交易 | 2007-10-15 | 2010-06-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | 期货合约交易 | 2007-10-15 | 2010-06-30 |
| RO | 证券交易 | 2007-10-15 | 2010-06-30 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-04-07 | 2007-10-15 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-04-07 | 2007-10-15 |
| Rep | 证券交易 | 2006-04-07 | 2007-10-15 |