Personnel Hong Kong SFC License Details (ID 84468)

Personnel Hong Kong SFC License Details (ID 84468)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
JPMorgan Asset Management (Asia Pacific) Limited	Rep	提供资产管理	2010-05-24	-
	Rep	期货合约交易	2010-05-24	-
	Rep	证券交易	2010-05-24	-
	Rep	就期货合约提供意见	2010-05-24	2016-06-10
	Rep	就证券提供意见	2010-05-24	2016-06-10
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2007-10-02	2008-11-20
	Rep	证券交易	2007-10-02	2008-11-20
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2007-10-02	2008-11-20
	Rep	期货合约交易	2007-10-02	2008-11-20
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2007-10-02	2008-11-20
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2005-04-14	2007-09-14
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-04-14	2007-09-14
	Rep	期货合约交易	2004-05-24	2007-09-14
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2004-02-02	2007-09-14