Ng, Ka Kin (SFC:ACF722) 吳家健
证监会中央编号:ACF722
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHG INVESTMENT CONSULTANT LIMITED | RO | 就证券提供意见 | 2026-10-15 | - |
| CHG SECURITIES LIMITED | RO | 证券交易 | 2026-10-15 | - |
| Po Lee Asset Management Limited | RO | 提供资产管理 | 2026-10-15 | - |
| CHG INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2026-10-08 | 2026-10-15 |
| CHG SECURITIES LIMITED | Rep | 证券交易 | 2026-10-08 | 2026-10-15 |
| Po Lee Asset Management Limited | Rep | 提供资产管理 | 2026-10-08 | 2026-10-15 |
| Suncorp Asset Management Limited | RO | 就证券提供意见 | 2023-06-08 | 2025-12-31 |
| RO | 提供资产管理 | 2023-06-08 | 2025-12-31 | |
| Suncorp Securities Limited | RO | 证券交易 | 2023-06-08 | 2025-12-31 |
| Suncorp Asset Management Limited | Rep | 就证券提供意见 | 2023-06-07 | 2023-06-08 |
| Rep | 提供资产管理 | 2023-06-07 | 2023-06-08 | |
| Suncorp Securities Limited | Rep | 证券交易 | 2023-06-07 | 2023-06-08 |
| Lumineux Asset Management Limited | RO | 提供资产管理 | 2020-08-18 | 2023-01-04 |
| Lumineux Securities Limited | RO | 就证券提供意见 | 2020-07-13 | 2023-01-04 |
| RO | 证券交易 | 2020-07-13 | 2023-01-04 | |
| Springwell Capital Limited | RO | 提供资产管理 | 2019-11-22 | 2020-05-31 |
| Rep | 提供资产管理 | 2019-05-16 | 2019-11-22 | |
| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | RO | 就证券提供意见 | 2018-02-01 | 2019-02-01 |
| RO | 证券交易 | 2018-02-01 | 2019-02-01 | |
| HF Securities and Futures Limited | RO | 期货合约交易 | 2016-11-16 | 2017-12-12 |
| RO | 证券交易 | 2016-11-16 | 2017-12-12 | |
| Rep | 期货合约交易 | 2016-09-28 | 2016-11-16 | |
| Rep | 证券交易 | 2016-09-28 | 2016-11-16 | |
| ASA SECURITIES LIMITED | RO | 期货合约交易 | 2016-06-20 | 2016-09-08 |
| RO | 证券交易 | 2016-06-20 | 2016-09-08 | |
| Rep | 证券交易 | 2016-05-12 | 2016-06-20 | |
| JIMEI SECURITIES LIMITED | RO | 证券交易 | 2014-10-06 | 2016-05-11 |
| JIMEI FUTURES LIMITED | RO | 期货合约交易 | 2012-07-20 | 2013-01-05 |
| Rep | 期货合约交易 | 2009-09-01 | 2012-07-20 | |
| JIMEI SECURITIES LIMITED | Rep | 证券交易 | 2009-09-01 | 2014-10-06 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2006-03-17 | 2009-08-29 |
| CHIEF COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2003-04-10 | 2004-10-15 |
| Rep | 提供资产管理 | 2003-04-10 | 2004-10-15 | |
| Rep | 期货合约交易 | 2003-04-10 | 2009-08-29 | |
| TOPMORE COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-04-09 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-09 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-04-09 |
已采集记录中暂无金管局登记。