| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Amundi Hong Kong Limited | RO | 就证券提供意见 | 2024-11-21 | - |
| RO | 提供资产管理 | 2024-11-21 | - | |
| RO | 证券交易 | 2024-11-21 | - | |
| Rep | 就证券提供意见 | 2024-06-14 | 2024-11-21 | |
| Rep | 提供资产管理 | 2024-06-14 | 2024-11-21 | |
| Rep | 证券交易 | 2024-06-14 | 2024-11-21 | |
| Ninety One Hong Kong Limited | RO | 就证券提供意见 | 2019-10-30 | 2024-05-31 |
| RO | 提供资产管理 | 2019-10-30 | 2024-05-31 | |
| RO | 证券交易 | 2019-10-30 | 2024-05-31 | |
| Rep | 就证券提供意见 | 2018-11-13 | 2019-10-30 | |
| Rep | 证券交易 | 2018-11-13 | 2019-10-30 | |
| Neuberger Berman Asia Limited | Rep | 就证券提供意见 | 2014-05-07 | 2018-11-02 |
| Rep | 证券交易 | 2014-05-07 | 2018-11-02 | |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | 就证券提供意见 | 2014-01-27 | 2014-04-30 |
| RO | 提供资产管理 | 2014-01-27 | 2014-04-30 | |
| RO | 证券交易 | 2014-01-27 | 2014-04-30 | |
| Rep | 就证券提供意见 | 2013-05-13 | 2014-01-27 | |
| Rep | 提供资产管理 | 2013-05-13 | 2014-01-27 | |
| Rep | 证券交易 | 2013-05-13 | 2014-01-27 | |
| JPMorgan Funds (Asia) Limited | RO | 就证券提供意见 | 2007-04-03 | 2013-04-06 |
| RO | 提供资产管理 | 2007-04-03 | 2013-04-06 | |
| RO | 证券交易 | 2007-04-03 | 2013-04-06 | |
| Rep | 证券交易 | 2005-09-30 | 2007-04-03 | |
| Allianz Global Investors Hong Kong Limited | Rep | 证券交易 | 2005-04-08 | 2005-09-28 |
| Rep | 就证券提供意见 | 2003-09-19 | 2005-08-03 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-20 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-20 |
已采集记录中暂无金管局登记。