| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | 提供资产管理 | 2023-12-28 | - |
| Rep | 就证券提供意见 | 2023-06-20 | - | |
| Rep | 证券交易 | 2023-06-20 | - | |
| JPMorgan Funds (Asia) Limited | Rep | 证券交易 | 2017-02-27 | 2017-09-14 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-15 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-15 | |
| Rep | 证券交易 | 2003-04-01 | 2014-03-29 |