| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | - |
| Rep | 证券交易 | 2017-10-03 | - | |
| Rep | 就证券提供意见 | 2015-12-01 | 2017-10-02 | |
| Rep | 证券交易 | 2015-12-01 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2015-12-01 | 2017-10-02 |
| Rep | 证券交易 | 2015-12-01 | 2017-10-02 | |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2014-06-03 | 2015-11-09 |
| Rep | 证券交易 | 2014-06-03 | 2015-11-09 | |
| Open Securities Limited | Rep | 就证券提供意见 | 2013-11-18 | 2014-05-16 |
| Rep | 证券交易 | 2013-11-18 | 2014-05-16 | |
| JS CRESVALE CAPITAL LIMITED | Rep | 证券交易 | 2010-07-05 | 2013-10-24 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 证券交易 | 2010-07-05 | 2013-10-24 |