| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KAISER FUTURES LIMITED | Rep | 期货合约交易 | 2019-11-22 | - |
| KAISER SECURITIES LIMITED | Rep | 证券交易 | 2007-07-03 | - |
| Fosun International Securities Limited | Rep | 证券交易 | 2003-07-02 | 2007-06-30 |
| VICTORFIELD SECURITIES LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2003-07-02 |
| RO | 就证券提供意见 | 2003-04-01 | 2003-07-02 | |
| RO | 提供资产管理 | 2003-04-01 | 2003-07-02 | |
| RO | 证券交易 | 2003-04-01 | 2003-07-02 |