| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Fiduciary Securities Limited | RO | 就证券提供意见 | 2026-05-22 | - |
| RO | 证券交易 | 2026-05-22 | - | |
| RO | 提供资产管理 | 2026-01-02 | - | |
| Victoria Harbour International Financial Holdings Limited | RO | 就证券提供意见 | 2025-01-07 | 2025-11-14 |
| RO | 提供资产管理 | 2025-01-07 | 2025-11-14 | |
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | 就证券提供意见 | 2023-12-15 | 2024-10-23 |
| RO | 提供资产管理 | 2023-12-15 | 2024-10-23 | |
| RO | 证券交易 | 2023-12-15 | 2024-10-23 | |
| HC Securities (HK) Limited | RO | 就证券提供意见 | 2021-12-21 | 2023-11-19 |
| RO | 提供资产管理 | 2021-12-21 | 2023-11-19 | |
| RO | 证券交易 | 2021-12-21 | 2023-11-19 | |
| Open Securities Limited | RO | 就证券提供意见 | 2020-09-14 | 2021-10-31 |
| Rep | 期货合约交易 | 2020-09-14 | 2021-10-31 | |
| RO | 证券交易 | 2020-09-14 | 2021-10-31 | |
| OPEN ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2020-09-09 | 2021-10-31 |
| RO | 提供资产管理 | 2020-09-09 | 2021-10-31 | |
| Rep | 就证券提供意见 | 2020-07-13 | 2020-09-09 | |
| Rep | 提供资产管理 | 2020-07-13 | 2020-09-09 | |
| Hao Tian Asset Management Limited | RO | 就证券提供意见 | 2018-10-16 | 2020-04-03 |
| Hao Tian International Futures Limited | Rep | 期货合约交易 | 2018-09-06 | 2020-04-03 |
| Hao Tian Asset Management Limited | RO | 提供资产管理 | 2018-06-27 | 2020-04-03 |
| Hao Tian International Securities Limited | RO | 证券交易 | 2018-06-27 | 2020-04-03 |
| Hao Tian Asset Management Limited | Rep | 提供资产管理 | 2018-06-19 | 2018-06-27 |
| Meta Elephant Capital Limited | RO | 就证券提供意见 | 2017-02-10 | 2018-06-15 |
| RO | 提供资产管理 | 2017-02-10 | 2018-06-15 | |
| Hong Kong Securities (International) Company Limited | RO | 就证券提供意见 | 2016-01-04 | 2016-12-13 |
| RO | 提供资产管理 | 2016-01-04 | 2016-12-13 | |
| RO | 证券交易 | 2016-01-04 | 2016-12-13 | |
| D'ASIE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2015-09-24 | 2015-12-31 |
| RO | 提供资产管理 | 2015-09-24 | 2015-12-31 | |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 提供资产管理 | 2012-03-13 | 2015-07-31 |
| Rep | 证券交易 | 2009-09-28 | 2015-07-31 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 提供资产管理 | 2007-01-23 | 2015-07-31 |
| Rep | 就证券提供意见 | 2003-07-29 | 2015-07-31 |
已采集记录中暂无金管局登记。