| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2017-08-30 | - |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-08-30 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2014-11-12 | 2017-05-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2014-11-12 | 2017-05-22 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2009-06-15 | 2014-10-06 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-07-15 | 2014-10-06 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-05 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-05 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-05 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-05-05 | |
| Rep | 证券交易 | 2003-04-01 | 2006-07-24 |
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