| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2003-05-27 | 2017-08-14 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-04-18 |
| Rep | 提供资产管理 | - | 2003-04-18 | |
| Rep | 提供自动化交易服务 | - | 2003-04-18 | |
| Rep | 期货合约交易 | - | 2003-04-18 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-04-18 |
| Rep | 就证券提供意见 | - | 2003-04-18 | |
| Rep | 提供资产管理 | - | 2003-04-18 | |
| Rep | 提供自动化交易服务 | - | 2003-04-18 | |
| Rep | 证券交易 | - | 2003-04-18 |