| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2022-10-31 | - |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2011-11-07 | 2019-12-23 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 提供资产管理 | 2011-11-07 | 2019-12-23 |
| Rep | 证券交易 | 2011-08-15 | 2019-12-23 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 证券交易 | 2007-07-12 | 2011-04-15 |
| Rep | 就证券提供意见 | 2006-07-24 | 2010-08-11 |