| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 证券交易 | 2015-05-19 | 2017-01-17 |
| BOCI SECURITIES LIMITED | RO | 就证券提供意见 | 2015-05-19 | 2017-01-17 |
| RO | 期货合约交易 | 2015-05-19 | 2017-01-17 | |
| RO | 证券交易 | 2015-05-19 | 2017-01-17 | |
| Rep | 就证券提供意见 | 2014-02-21 | 2015-05-19 | |
| Rep | 期货合约交易 | 2013-12-03 | 2015-05-19 | |
| Rep | 证券交易 | 2013-12-03 | 2015-05-19 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | RO | 证券交易 | 2010-07-15 | 2012-10-31 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期货合约交易 | 2008-07-03 | 2010-11-20 |
| Rep | 证券交易 | 2008-01-08 | 2010-11-20 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2005-01-24 | 2010-07-15 |