| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | 期货合约交易 | 2008-06-16 | 2010-11-20 |
| Rep | 证券交易 | 2008-03-26 | 2010-11-20 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2007-06-15 | 2011-10-31 |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2004-08-25 | 2007-05-11 |