| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FT Securities Limited | RO | 就证券提供意见 | 2012-05-21 | 2018-12-08 |
| RO | 证券交易 | 2012-05-21 | 2018-12-08 | |
| KCG FUND MANAGEMENT LIMITED | RO | 就证券提供意见 | 2009-09-03 | 2012-05-01 |
| Rep | 提供资产管理 | 2009-09-03 | 2012-05-01 | |
| KCG SECURITIES ASIA LIMITED | RO | 就证券提供意见 | 2009-05-13 | 2012-05-01 |
| RO | 证券交易 | 2008-10-29 | 2012-05-01 | |
| Rep | 就机构融资提供意见 | - | 2004-03-02 | |
| Rep | 就证券提供意见 | - | 2004-03-02 | |
| Rep | 提供资产管理 | - | 2004-03-02 | |
| Rep | 证券交易 | - | 2008-10-29 |