| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BEA Union Investment Management Limited | Rep | 就证券提供意见 | 2015-02-17 | 2020-09-01 |
| Rep | 证券交易 | 2015-02-17 | 2020-09-01 | |
| KCG SECURITIES ASIA LIMITED | RO | 证券交易 | 2011-02-25 | 2015-02-07 |
| Rep | 就证券提供意见 | 2010-03-25 | 2015-02-07 | |
| Rep | 证券交易 | 2009-05-19 | 2011-02-25 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2005-03-01 | 2008-11-22 |