| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | RO | 就证券提供意见 | 2016-12-22 | - |
| RO | 证券交易 | 2016-12-22 | - | |
| Rep | 就证券提供意见 | 2016-11-07 | 2016-12-22 | |
| Rep | 证券交易 | 2016-11-07 | 2016-12-22 | |
| CATHAY SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2015-08-10 | 2016-10-29 |
| RO | 证券交易 | 2015-08-10 | 2016-10-29 | |
| Rep | 就证券提供意见 | 2015-08-07 | 2015-08-10 | |
| Rep | 证券交易 | 2015-08-07 | 2015-08-10 | |
| KGI WEALTH MANAGEMENT LIMITED | RO | 就证券提供意见 | 2012-12-03 | 2015-06-01 |
| RO | 证券交易 | 2012-12-03 | 2015-06-01 | |
| KGI SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2010-08-19 | 2015-06-01 |
| KGI ASIA LIMITED | RO | 就证券提供意见 | 2010-07-30 | 2015-06-01 |
| RO | 证券交易 | 2010-07-30 | 2015-06-01 | |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2009-12-22 | 2013-02-21 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-09-07 | 2010-07-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-09-07 | 2015-06-01 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-09-07 | 2010-08-19 |
| QMIS Securities Limited | RO | 证券交易 | 2009-07-24 | 2009-08-17 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-10-27 | 2008-03-14 |
| Rep | 证券交易 | 2006-10-27 | 2008-03-14 |
已采集记录中暂无金管局登记。