Lau, Hung Chuen 劉洪泉
证监会中央编号:ADZ808
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI Asset Management Limited | RO | 就证券提供意见 | 2023-12-22 | - |
| RO | 证券交易 | 2023-12-22 | 2025-07-03 | |
| RO | 提供资产管理 | 2019-11-15 | - | |
| KGI ASIA LIMITED | RO | 就证券提供意见 | 2017-10-03 | - |
| RO | 证券交易 | 2017-10-03 | - | |
| KGI Asset Management Limited | Rep | 提供资产管理 | 2015-07-27 | 2019-11-15 |
| KGI FUTURES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2011-12-19 | - |
| KGI ASIA LIMITED | RO | 就证券提供意见 | 2008-01-10 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2008-01-10 | 2011-12-19 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2008-01-10 | 2017-10-02 |
| KGI ASIA LIMITED | RO | 证券交易 | 2006-07-07 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2006-07-07 | - |
| KGI SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2006-07-07 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-05-17 | 2006-07-07 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-05-17 | 2006-07-07 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-05-17 | 2006-07-07 |
| CHRISTFUND FUTURES LIMITED | RO | 期货合约交易 | 2004-09-01 | 2006-05-07 |
| Rep | 期货合约交易 | 2003-04-01 | 2004-09-01 | |
| CHRISTFUND SECURITIES LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-07-28 |
| RO | 就证券提供意见 | 2003-04-01 | 2004-07-28 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-07-28 | |
| RO | 证券交易 | 2003-04-01 | 2006-05-07 |