| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | 证券交易 | 2017-10-03 | - |
| RO | 证券交易 | 2004-11-01 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2004-11-01 | - |
| KGI SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2004-11-01 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2003-08-01 | 2004-11-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-08-01 | 2004-11-01 |