| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Core Pacific - Yamaichi Asset Management Limited | RO | 提供资产管理 | 2025-05-16 | - |
| Rep | 提供资产管理 | 2020-09-30 | 2025-05-16 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | 就证券提供意见 | 2016-07-01 | - |
| RO | 证券交易 | 2016-07-01 | - | |
| RO | 就证券提供意见 | 2014-05-12 | 2016-06-30 | |
| RO | 证券交易 | 2014-05-12 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | RO | 期货合约交易 | 2014-05-12 | - |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | 证券交易 | 2014-05-12 | 2016-06-30 |
| RHB FUTURES HONG KONG LIMITED | RO | 期货合约交易 | 2011-12-05 | 2014-03-04 |
| RHB SECURITIES HONG KONG LIMITED | RO | 就证券提供意见 | 2011-12-05 | 2014-03-04 |
| RO | 证券交易 | 2011-12-05 | 2014-03-04 | |
| KGI FUTURES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2008-02-12 | 2011-11-10 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2007-08-07 | 2011-11-10 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-08-07 | 2011-11-10 |
| KGI ASIA LIMITED | RO | 证券交易 | 2006-07-24 | 2011-11-10 |
| KGI FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2006-07-24 | 2011-11-10 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2006-07-24 | 2011-11-10 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-04-11 | 2006-07-24 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-04-11 | 2006-07-24 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-04-11 | 2006-07-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-15 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-09 | |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2005-03-29 | |
| Rep | 期货合约交易 | 2003-04-01 | 2006-04-01 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-29 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-29 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2006-04-01 | |
| Rep | 证券交易 | 2003-04-01 | 2006-04-01 |
已采集记录中暂无金管局登记。