| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hao Tian International Securities Limited | Rep | 证券交易 | 2018-08-08 | 2018-11-03 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-03-05 | 2012-07-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-03-05 | 2012-07-28 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2008-08-14 | 2010-03-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2008-07-08 | 2010-03-01 |
| Boom Securities (H.K.) Limited | Rep | 提供自动化交易服务 | 2007-01-10 | 2008-05-16 |
| Rep | 证券交易 | 2007-01-10 | 2008-05-16 | |
| Win Securities Limited | Rep | 提供自动化交易服务 | 2007-01-10 | 2008-05-16 |
| Rep | 证券交易 | 2007-01-10 | 2008-05-16 |