| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-01-30 |
| Rep | 证券交易 | 2009-12-15 | 2017-10-02 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-07-17 | 2009-11-24 |
| Hongkong Bay Securities Limited | Rep | 就机构融资提供意见 | - | 2003-09-16 |
| Rep | 就证券提供意见 | - | 2003-09-16 | |
| Rep | 提供资产管理 | - | 2003-09-16 | |
| Rep | 证券交易 | - | 2006-07-08 |