| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | - |
| Rep | 证券交易 | 2017-10-03 | - | |
| Rep | 就证券提供意见 | 2010-08-26 | 2017-10-02 | |
| Rep | 证券交易 | 2010-08-26 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2010-08-26 | 2017-10-02 |
| Rep | 证券交易 | 2010-08-26 | 2017-10-02 | |
| GAM HONG KONG LIMITED | Rep | 证券交易 | 2008-01-18 | 2008-11-07 |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 证券交易 | 2007-03-23 | 2007-08-10 |