| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2012-01-26 | 2013-07-05 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2012-01-26 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-01-29 | 2012-01-08 |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 杠杆式外汇交易 | 2007-07-09 | 2007-08-24 |
| Rep | 就证券提供意见 | 2007-04-25 | 2007-08-24 | |
| Rep | 证券交易 | 2007-04-25 | 2007-08-24 |
已采集记录中暂无金管局登记。