| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credere Capital Limited | RO | 就证券提供意见 | 2025-05-12 | - |
| RO | 提供资产管理 | 2025-05-12 | - | |
| RO | 证券交易 | 2025-05-12 | - | |
| INV Partners Limited | RO | 提供资产管理 | 2022-07-13 | 2024-12-27 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-02-28 |
| Rep | 证券交易 | 2009-05-04 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-05-04 | 2022-02-28 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-06-24 | 2009-03-21 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2007-10-02 | 2009-03-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-10-02 | 2009-03-21 |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2003-11-03 | 2004-02-20 |