| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2023-08-15 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2022-05-05 | 2022-09-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2022-05-05 | 2022-09-29 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2020-11-27 | 2022-04-15 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2020-11-27 | 2022-04-15 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2012-02-23 | 2020-03-27 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2012-02-23 | 2020-03-27 |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-04 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-04 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-04 | |
| Rep | 证券交易 | 2003-04-01 | 2012-02-06 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-06-04 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-04 | |
| Rep | 期货合约交易 | 2003-04-01 | 2012-02-06 |
已采集记录中暂无金管局登记。