| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2024-03-31 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2017-04-05 | 2017-10-02 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2007-05-29 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-05-29 | 2024-03-31 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-05-29 | 2017-10-02 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-09-07 | 2007-05-18 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 就期货合约提供意见 | - | 2004-05-05 |
| Rep | 提供资产管理 | - | 2004-05-05 | |
| Rep | 期货合约交易 | - | 2007-05-18 |