| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-09-16 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-06-08 | 2017-10-02 |
| CHOW SANG SANG SECURITIES LIMITED | Rep | 证券交易 | 2007-08-21 | 2009-06-01 |
| GOLDRIDE SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-14 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-04-14 | |
| Rep | 证券交易 | 2003-04-01 | 2007-07-31 |