| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-02-28 |
| Rep | 就证券提供意见 | 2009-04-24 | 2010-04-24 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-02-05 | 2022-02-28 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-04-11 | 2017-10-02 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2005-04-07 | 2006-01-28 |