| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2014-02-07 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2014-02-07 | - |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-11-04 | 2013-12-31 |
| Mason Securities Limited | Rep | 证券交易 | 2012-03-26 | 2013-12-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-01-08 | 2012-03-17 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-12-11 | 2009-12-19 |