| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2016-05-18 | 2016-09-23 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-10-24 | 2015-06-05 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-05-20 | 2014-02-17 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2011-09-12 | 2012-10-23 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2011-09-12 | 2012-10-23 |
| Encap (Global) Asset Management Limited | Rep | 提供资产管理 | 2011-01-06 | 2011-05-31 |