Personnel Hong Kong SFC License Details (ID 84975)

Personnel Hong Kong SFC License Details (ID 84975)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	-
KGI WEALTH MANAGEMENT LIMITED	Rep	证券交易	2010-03-04	2017-10-02
KGI ASIA LIMITED	Rep	证券交易	2006-10-16	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2006-10-16	-
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2006-10-16	2017-10-02
Ark Securities (Hong Kong) Limited	Rep	证券交易	2005-11-28	2006-09-30
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-11-28	2006-09-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	期货合约交易	2005-08-18	2005-11-25
	Rep	证券交易	2005-08-18	2005-11-25
SUNWAH KINGSWAY FUTURES LIMITED	Rep	期货合约交易	2005-08-18	2005-11-25