| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-03-24 | 2021-01-24 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2020-02-14 | 2021-01-24 |
| MAGIC COMPASS SECURITIES LIMITED | Rep | 证券交易 | 2019-06-17 | 2019-12-10 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2019-06-03 |
| Rep | 证券交易 | 2014-05-20 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-05-20 | 2019-06-03 |
| Rep | 期货合约交易 | 2010-06-03 | 2012-07-19 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-07-09 | 2012-07-19 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2007-11-15 | 2008-06-24 |