Ip, Yung Ling 葉勇玲 Hong Kong SFC License Details (ID 84983)

Ip, Yung Ling 葉勇玲 Hong Kong SFC License Details (ID 84983)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2016-07-01	-
	Rep	证券交易	2014-08-15	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2014-08-15	-
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2014-08-15	2016-06-30
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2012-11-22	2014-08-03
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2012-11-22	2014-08-03
KGI ASIA LIMITED	Rep	证券交易	2009-08-04	2012-11-10
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-08-04	2012-11-10
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2009-04-03	2009-07-27
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2009-04-03	2009-07-27
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2008-05-30	2008-07-31