| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2024-08-30 |
| Rep | 证券交易 | 2010-12-24 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-12-24 | 2024-08-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | 提供自动化交易服务 | 2003-09-19 | 2004-03-02 |
| Rep | 期货合约交易 | 2003-09-19 | 2010-12-18 | |
| CELESTIAL SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2003-09-19 | 2004-02-19 |
| Rep | 证券交易 | 2003-09-19 | 2010-12-18 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-05-30 |
| Rep | 提供资产管理 | - | 2003-05-30 | |
| Rep | 期货合约交易 | - | 2003-05-30 |