Kwok, Kin To 郭健濤
证监会中央编号:AFG437
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| Rep | 证券交易 | 2009-07-24 | 2017-10-02 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-05-11 | 2009-07-11 |
| CVP Securities Limited | Rep | 证券交易 | 2007-01-25 | 2007-04-24 |
| HANG TAI SECURITIES LIMITED | Rep | 证券交易 | 2006-06-02 | 2006-11-20 |
| CVP Securities Limited | Rep | 证券交易 | 2004-11-10 | 2005-08-18 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2004-01-27 | 2004-11-09 |
| SEG INTERNATIONAL SECURITIES (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-20 | |
| Rep | 证券交易 | 2003-04-01 | 2004-01-20 |