Kwok, Oi Yee 郭靄宜 Hong Kong SFC License Details (ID 85008)

Kwok, Oi Yee 郭靄宜 Hong Kong SFC License Details (ID 85008)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2019-07-09	-
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2019-07-09	-
PO SANG SECURITIES LIMITED	Rep	期货合约交易	2017-09-13	2019-07-01
	Rep	证券交易	2017-09-13	2019-07-01
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2017-03-29	2017-08-28
KGI ASIA LIMITED	Rep	证券交易	2016-04-07	2017-08-28
GET NICE SECURITIES LIMITED	Rep	证券交易	2015-09-16	2016-03-31
KGI ASIA LIMITED	Rep	证券交易	2014-06-11	2015-09-01
Yuanta Securities (Hong Kong) Company Limited	Rep	证券交易	2013-12-04	2014-05-30
KGI ASIA LIMITED	Rep	证券交易	2010-07-19	2013-11-30
JIMEI SECURITIES LIMITED	Rep	证券交易	2009-01-02	2010-07-15
SHUN HENG SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2005-01-10
	Rep	就证券提供意见	2003-04-01	2005-01-10
	Rep	提供资产管理	2003-04-01	2005-01-10
	Rep	证券交易	2003-04-01	2009-01-01