Personnel Hong Kong SFC License Details (ID 85019)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2023-05-05	2026-04-22
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2023-05-05	2026-04-22
AJ Futures Limited	Rep	期货合约交易	2022-11-08	2023-03-15
AJ Securities Limited	Rep	证券交易	2022-11-08	2023-03-15
KGI ASIA LIMITED	Rep	证券交易	2021-07-22	2022-01-31
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2021-07-22	2022-01-31
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2020-05-22	2021-06-10
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2020-05-22	2021-06-10
South China Investment Management Limited	Rep	提供资产管理	2018-11-21	2020-03-20
SOUTH CHINA RESEARCH LIMITED	Rep	就证券提供意见	2018-11-21	2020-02-18
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2018-10-22	2020-03-20
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2018-10-22	2020-03-20
Hao Tian International Futures Limited	Rep	期货合约交易	2018-05-07	2018-10-12
Hao Tian International Securities Limited	Rep	证券交易	2018-05-07	2018-10-12
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2017-08-17	2018-04-15
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	就证券提供意见	2017-08-17	2018-04-15
	Rep	证券交易	2017-08-17	2018-04-15
Quam Securities Limited	Rep	就证券提供意见	2012-12-19	2017-07-31
	Rep	期货合约交易	2012-12-19	2017-07-31
	Rep	证券交易	2012-12-19	2017-07-31
KGI ASIA LIMITED	Rep	就证券提供意见	2008-03-03	2012-12-07
	Rep	证券交易	2008-03-03	2012-12-07
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-03-03	2012-12-07
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2007-08-22	2008-02-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2006-12-15	2008-02-23
	Rep	证券交易	2005-07-18	2008-02-23

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