Personnel Hong Kong SFC License Details (ID 85025)

Personnel Hong Kong SFC License Details (ID 85025)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	期货合约交易	2015-08-27	2015-10-16
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	就证券提供意见	2015-08-27	2015-10-16
	Rep	证券交易	2015-08-27	2015-10-16
SBI China Capital Commodities Limited	Rep	期货合约交易	2012-10-12	2013-02-28
SBI China Capital Financial Services Limited	Rep	证券交易	2012-10-12	2013-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-11-30	2012-08-22
KGI ASIA LIMITED	Rep	证券交易	2009-05-20	2012-08-22
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-08-29	2009-03-21
KGI ASIA LIMITED	Rep	证券交易	2008-01-21	2009-03-21