| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SUCCESS ADVANCE INVESTMENTS LIMITED | Rep | 就证券提供意见 | 2023-12-28 | - |
| Rep | 提供资产管理 | 2023-12-28 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-10-17 | 2012-03-29 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2011-08-22 | 2012-03-29 |
| Rep | 证券交易 | 2011-08-22 | 2012-03-29 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2011-06-13 | 2011-08-13 |
已采集记录中暂无金管局登记。